Personnel Hong Kong SFC License Details (ID 2372079)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2019-07-18	2019-07-26
	Rep	Dealing in securities	2019-07-18	2019-07-26
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2019-07-18	2019-07-26
	Rep	Dealing in securities	2019-07-18	2019-07-26
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-08-16	2018-08-24
	Rep	Dealing in securities	2018-08-16	2018-08-24
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2018-08-16	2018-08-24
	Rep	Dealing in securities	2018-08-16	2018-08-24
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-07-26	2018-08-03
	Rep	Dealing in securities	2018-07-26	2018-08-03
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2018-07-26	2018-08-03
	Rep	Dealing in securities	2018-07-26	2018-08-03
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-07-19	2017-08-04
	Rep	Dealing in securities	2017-07-19	2017-08-04
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2017-07-19	2017-08-04
	Rep	Dealing in securities	2017-07-19	2017-08-04
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2015-01-16	2016-08-27
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2015-01-16	2016-08-27
	Rep	Dealing in securities	2015-01-16	2016-08-27
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2015-01-16	2016-08-27