Personnel Hong Kong SFC License Details (ID 23724381)

Personnel Hong Kong SFC License Details (ID 23724381)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2025-04-23	2025-04-25
	Rep	Dealing in futures contracts	2025-04-23	2025-04-25
	Rep	Advising on futures contracts	2024-10-22	2024-10-25
	Rep	Dealing in futures contracts	2024-10-22	2024-10-25
	Rep	Advising on futures contracts	2023-05-19	2023-05-23
	Rep	Dealing in futures contracts	2023-05-19	2023-05-23
	Rep	Advising on futures contracts	2019-09-30	2019-10-03
	Rep	Dealing in futures contracts	2019-09-30	2019-10-03