Personnel Hong Kong SFC License Details (ID 2372717)

Personnel Hong Kong SFC License Details (ID 2372717)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JAKOTA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-05-10	2023-07-11
	Rep	Dealing in securities	2023-05-10	2023-07-11
JAKOTA SECURITIES GROUP LIMITED	Rep	Advising on securities	2021-08-30	2023-05-09
	Rep	Dealing in securities	2021-08-30	2023-05-09
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2017-01-05	2018-09-13
	Rep	Dealing in securities	2017-01-05	2018-09-13
HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-07-27	2016-12-23
	Rep	Asset management	2016-07-27	2016-12-23
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-01-19	2015-02-14
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2015-01-19	2015-02-14