| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2023-09-27 | - |
| Rep | Dealing in securities | 2023-09-27 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2020-11-16 | 2023-08-04 |
| Rep | Dealing in securities | 2020-11-16 | 2023-08-04 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2015-01-19 | 2017-07-31 |
| Rep | Dealing in futures contracts | 2015-01-19 | 2017-07-31 |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| 渣 打 銀 行 (香 港) 有 限 公 司 | Dealing in securities | Non-EO | MACRO TRADING | 2023-08-17 | — | Current |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Advising on securities | Non-EO | MACRO TRADING | 2023-08-17 | — | Current |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Dealing in securities | Non-EO | — | 2019-11-04 | 2020-09-09 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Advising on securities | Non-EO | — | 2019-11-04 | 2020-09-09 | Former |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | Providing automated trading services | Non-EO | — | 2017-08-07 | 2019-09-26 | Former |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | Dealing in securities | Non-EO | — | 2015-06-12 | 2019-09-26 | Former |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | Advising on securities | Non-EO | — | 2015-06-12 | 2019-09-26 | Former |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | Dealing in securities | Non-EO | — | 2015-06-12 | 2019-09-26 | Former |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | Advising on securities | Non-EO | — | 2015-06-12 | 2019-09-26 | Former |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | Dealing in securities | Non-EO | — | 2015-01-19 | 2015-06-11 | Former |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | Advising on securities | Non-EO | — | 2015-01-19 | 2015-06-11 | Former |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | Dealing in securities | Non-EO | — | 2015-01-19 | 2015-06-11 | Former |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | Advising on securities | Non-EO | — | 2015-01-19 | 2015-06-11 | Former |