Personnel SFC Licences and HKMA Registrations (ID 2373431)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Asset Management Limited	Rep	Advising on securities	2026-11-02	-
	Rep	Asset management	2026-11-02	-
	Rep	Dealing in securities	2026-11-02	-
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2021-09-06	2026-07-15
	Rep	Asset management	2021-09-06	2026-07-15
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-03-24	2026-07-15
ICBC Asset Management (Global) Company Limited	Rep	Advising on futures contracts	2018-10-08	2021-02-26
	Rep	Advising on securities	2018-10-08	2021-02-26
	Rep	Asset management	2018-10-08	2021-02-26
ABCI ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-01-20	2016-09-10
	Rep	Asset management	2015-01-20	2016-09-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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