Personnel Hong Kong SFC License Details (ID 2373437)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2021-11-24	-
	Rep	Dealing in securities	2021-11-24	2023-03-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-04-16	2021-09-15
	Rep	Dealing in securities	2018-04-16	2021-09-15
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-01-20	2015-06-22
	Rep	Dealing in securities	2015-01-20	2015-06-22