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Personnel Hong Kong SFC License Details (ID 2373455)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NH INVESTMENT & SECURITIES (H.K.) LIMITED
RO
Advising on securities
2018-01-04
2020-03-31
Rep
Advising on securities
2015-01-20
2018-01-04
Rep
Dealing in securities
2015-01-20
2020-03-31