Personnel SFC Licences and HKMA Registrations (ID 23734942)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on securities	2022-10-28	-
	Rep	Dealing in futures contracts	2022-08-26	-
	Rep	Dealing in securities	2022-08-26	-
Solo Futures Limited	Rep	Dealing in futures contracts	2019-10-02	2022-06-30
Solo Securities Limited	Rep	Dealing in securities	2019-10-02	2022-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.