Personnel SFC Licences and HKMA Registrations (ID 23734978)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2023-05-17	-
	Rep	Dealing in securities	2023-05-17	-
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2021-12-28	2023-01-11
	Rep	Dealing in securities	2021-12-28	2023-01-11
CSOP Asset Management Limited	Rep	Advising on securities	2019-10-02	2021-09-17
	Rep	Asset management	2019-10-02	2021-09-17
	Rep	Dealing in securities	2019-10-02	2021-09-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.