Personnel SFC Licences and HKMA Registrations (ID 2373982)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dynasty Alliance Investment Management Limited	Rep	Advising on securities	2019-12-04	-
	Rep	Asset management	2019-12-04	-
Innovest Securities Investment Limited	Rep	Dealing in securities	2019-12-04	2022-07-01
TARGET CAPITAL MANAGEMENT LIMITED (HK)	RO	Advising on securities	2017-01-23	2018-12-13
	RO	Asset management	2017-01-23	2018-12-13
	RO	Dealing in securities	2017-01-23	2018-12-13
	Rep	Advising on securities	2015-01-21	2017-01-23
	Rep	Asset management	2015-01-21	2017-01-23
	Rep	Dealing in securities	2015-01-21	2017-01-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.