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Personnel Hong Kong SFC License Details (ID 2374536)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
RBC INVESTMENT SERVICES (ASIA) LIMITED
Rep
Asset management
2016-01-25
2018-05-14
Rep
Advising on securities
2015-01-22
2019-02-28
Rep
Dealing in securities
2015-01-22
2019-02-28