Personnel SFC Licences and HKMA Registrations (ID 23748105)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAVEKAL CAPITAL LIMITED	Rep	Asset management	2021-09-10	-
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2019-10-04	2021-08-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.