Personnel Hong Kong SFC License Details (ID 2376025)

Personnel Hong Kong SFC License Details (ID 2376025)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2019-01-07	2019-10-04
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2018-11-30	2019-10-04
South China Investment Management Limited	Rep	Asset management	2018-11-30	2019-10-04
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2018-11-30	2019-10-04
Hao Tian Asset Management Limited	Rep	Asset management	2018-04-04	2018-11-08
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2018-03-22	2018-11-08
Hao Tian International Securities Limited	Rep	Dealing in securities	2018-03-22	2018-11-08
FULBRIGHT FUTURES LIMITED	Rep	Advising on futures contracts	2016-06-22	2018-02-15
FULBRIGHT SECURITIES LIMITED	Rep	Advising on securities	2016-06-22	2018-02-15
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2015-01-26	2018-02-15
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2015-01-26	2018-02-15