Personnel Hong Kong SFC License Details (ID 2376035)

Personnel Hong Kong SFC License Details (ID 2376035)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden K2 Securities Limited	RO	Advising on corporate finance	2021-02-01	2021-05-03
Maxcess Capital Limited	Rep	Advising on securities	2021-02-01	2025-10-23
	Rep	Asset management	2021-02-01	2025-10-23
Golden K2 Securities Limited	Rep	Advising on corporate finance	2020-04-15	2021-02-01
	Rep	Dealing in securities	2020-04-15	2023-11-28
	Rep	Advising on corporate finance	2017-11-13	2020-02-17
	Rep	Dealing in securities	2017-11-13	2020-02-17
Maxcess Capital Limited	Rep	Advising on securities	2017-11-13	2020-02-17
	Rep	Asset management	2017-11-13	2020-02-17
Superactive Financial Group Company Limited	Rep	Advising on corporate finance	2017-01-12	2017-09-29
	Rep	Advising on securities	2017-01-12	2017-09-29
	Rep	Asset management	2017-01-12	2017-09-29
CNCB (Hong Kong) Capital Limited	Rep	Advising on futures contracts	2015-01-26	2015-07-20
	Rep	Advising on corporate finance	2015-01-26	2017-01-09
	Rep	Advising on securities	2015-01-26	2017-01-09
	Rep	Asset management	2015-01-26	2017-01-09