Personnel Hong Kong SFC License Details (ID 23760879)

Personnel Hong Kong SFC License Details (ID 23760879)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2022-04-28	2022-08-05
	Rep	Dealing in securities	2022-04-28	2022-08-05
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2019-10-08	2020-06-26
	Rep	Advising on securities	2019-10-08	2020-06-26
	Rep	Dealing in securities	2019-10-08	2020-06-26
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2019-10-08	2020-06-26
	Rep	Advising on securities	2019-10-08	2020-06-26
	Rep	Dealing in securities	2019-10-08	2020-06-26