Zhao, Chen (SFC:BEW516) 趙晨

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2021-06-21	-
	Rep	Dealing in securities	2021-04-01	-
ABCI Securities Company Limited	Rep	Advising on securities	2017-09-04	2021-03-15
	Rep	Dealing in securities	2015-01-27	2021-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2021-06-21	-
	Rep	Dealing in securities	2021-04-01	-
ABCI Securities Company Limited	Rep	Advising on securities	2017-09-04	2021-03-15
	Rep	Dealing in securities	2015-01-27	2021-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.