Personnel Hong Kong SFC License Details (ID 2376606)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-04-30
	Rep	Dealing in securities	2015-11-03	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-11-03	2021-04-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2015-01-27	2015-10-17
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-01-27	2015-10-17