| HAITONG INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2025-09-02 | 2026-01-19 |
| Rep | Advising on securities | 2025-07-07 | 2025-09-02 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2022-10-12 | 2024-05-22 |
| RO | Advising on securities | 2022-10-12 | 2024-05-22 |
| RO | Asset management | 2022-10-12 | 2024-05-22 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | RO | Advising on futures contracts | 2022-05-23 | - |
| RO | Advising on securities | 2022-01-05 | - |
| RO | Asset management | 2022-01-05 | - |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2022-01-05 | - |
| RO | Asset management | 2022-01-05 | - |
| RO | Dealing in securities | 2022-01-05 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2016-10-12 | 2021-09-01 |
| Rep | Dealing in securities | 2016-10-12 | 2021-09-01 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-12 | 2021-09-01 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2015-01-28 | 2016-06-30 |