Personnel Hong Kong SFC License Details (ID 2377654)

Personnel Hong Kong SFC License Details (ID 2377654)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Capital Limited	Rep	Advising on corporate finance	2023-08-09	2023-11-15
	Rep	Dealing in securities	2023-08-09	2023-11-15
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2021-08-09	2022-11-22
	Rep	Dealing in securities	2021-08-09	2022-11-22
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2016-05-31	2018-08-24
	Rep	Dealing in securities	2016-05-31	2018-08-24
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2015-01-29	2016-05-07
	Rep	Dealing in securities	2015-01-29	2016-05-07