Personnel SFC Licences and HKMA Registrations (ID 23776873)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hope Securities Limited (HK)	RO	Advising on securities	2026-10-14	-
	RO	Dealing in securities	2026-10-14	-
Quester Securities (HK) Limited	RO	Advising on securities	2026-05-22	2026-09-30
	RO	Dealing in securities	2026-05-22	2026-09-30
	Rep	Advising on securities	2026-04-15	2026-05-22
	Rep	Dealing in securities	2026-04-15	2026-05-22
Apricot Capital (Hong Kong) Limited	RO	Advising on securities	2025-07-24	2026-01-02
	RO	Dealing in securities	2025-07-24	2026-01-02
	Rep	Dealing in securities	2021-01-25	2025-07-24
JAKOTA SECURITIES GROUP LIMITED	Rep	Dealing in securities	2019-10-11	2021-01-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.