Personnel Hong Kong SFC License Details (ID 2378448)

Personnel Hong Kong SFC License Details (ID 2378448)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	RO	Advising on futures contracts	2025-02-03	-
	RO	Dealing in futures contracts	2025-02-03	-
	Rep	Leveraged foreign exchange trading	2022-09-08	-
	Rep	Advising on futures contracts	2022-08-05	2025-02-03
	Rep	Advising on securities	2020-04-27	-
	Rep	Dealing in securities	2020-04-27	-
	Rep	Dealing in futures contracts	2020-04-27	2025-02-03
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2015-09-07	2020-04-05
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2015-01-30	2020-04-05
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-01-30	2020-04-05