Personnel Hong Kong SFC License Details (ID 2378454)

Personnel Hong Kong SFC License Details (ID 2378454)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2024-11-29	-
	Rep	Dealing in securities	2024-11-29	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2024-11-29	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-10-29	2024-11-15
	Rep	Dealing in securities	2021-10-29	2024-11-15
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2017-12-08	2021-05-31
	Rep	Dealing in securities	2017-12-08	2021-05-31
T.F.S. Derivatives HK Limited	Rep	Dealing in futures contracts	2015-01-30	2017-11-30
	Rep	Dealing in securities	2015-01-30	2017-11-30