Personnel Hong Kong SFC License Details (ID 23785358)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC International Capital Limited	Rep	Dealing in securities	2020-04-09	2025-05-19
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-04-09	2025-05-19
CMBC International Capital Limited	Rep	Advising on corporate finance	2020-02-13	2025-05-19
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-10-14	2019-12-31
	Rep	Dealing in securities	2019-10-14	2019-12-31