Personnel SFC Licences and HKMA Registrations (ID 23785373)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hereditas Capital Management (Asia) Limited	RO	Advising on securities	2020-02-17	-
	RO	Asset management	2020-02-17	-
	Rep	Advising on securities	2019-10-14	2020-02-17
	Rep	Asset management	2019-10-14	2020-02-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.