Personnel Hong Kong SFC License Details (ID 23789963)

Personnel Hong Kong SFC License Details (ID 23789963)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-09-11	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-09-11	-
	Rep	Dealing in securities	2026-09-11	-
CMB International Securities Limited	Rep	Dealing in securities	2025-03-17	2026-03-11
CMB International Capital Limited	Rep	Advising on corporate finance	2021-09-08	2026-03-11
	Rep	Dealing in securities	2021-09-08	2026-03-11
oOo Securities (HK) Group Limited	Rep	Advising on corporate finance	2020-05-18	2021-06-25
	Rep	Dealing in securities	2020-05-18	2021-06-25
	Rep	Advising on securities	2019-10-14	2021-06-25