Personnel Hong Kong SFC License Details (ID 2379142)

Personnel Hong Kong SFC License Details (ID 2379142)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	RO	Advising on futures contracts	2020-12-30	-
	RO	Dealing in futures contracts	2017-06-21	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	RO	Advising on securities	2017-06-21	-
	RO	Dealing in securities	2017-06-21	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2015-02-02	2017-06-21
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2015-02-02	2017-06-21
	Rep	Dealing in securities	2015-02-02	2017-06-21