Personnel Hong Kong SFC License Details (ID 2379144)

Personnel Hong Kong SFC License Details (ID 2379144)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2026-04-14	-
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2026-04-14	-
EverCrest Capital Limited	Rep	Dealing in securities	2023-10-13	2024-06-28
DA DI (HONG KONG) FINANCIAL SERVICES LIMITED	Rep	Dealing in futures contracts	2018-08-22	2023-08-04
Central Universe Futures Limited	Rep	Dealing in futures contracts	2017-08-31	2018-07-12
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2016-11-16	2017-08-04
HUA NAN SECURITIES (HK) LIMITED	Rep	Dealing in securities	2015-12-07	2016-01-21
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-02-02	2015-11-14
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-02-02	2015-11-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-02-02	2015-11-14