Personnel Hong Kong SFC License Details (ID 2379152)

Personnel Hong Kong SFC License Details (ID 2379152)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Robeco Hong Kong Limited	Rep	Dealing in securities	2025-03-27	2025-04-03
	Rep	Dealing in securities	2023-10-20	2023-10-30
	Rep	Dealing in securities	2019-10-16	2019-10-25
	Rep	Dealing in securities	2019-02-13	2019-02-26
	Rep	Dealing in securities	2018-09-06	2018-09-17
	Rep	Advising on securities	2018-01-10	2018-01-23
	Rep	Dealing in securities	2018-01-10	2018-01-23
	Rep	Advising on securities	2015-04-13	2015-04-30
	Rep	Dealing in securities	2015-04-13	2015-04-30
	Rep	Advising on securities	2015-02-02	2015-02-14
	Rep	Dealing in securities	2015-02-02	2015-02-14