Personnel SFC Licences and HKMA Registrations (ID 23795790)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
StoneX Financial (HK) Limited	Rep	Dealing in securities	2025-04-11	-
SC Lowy Financial (HK) Limited	Rep	Dealing in securities	2021-10-28	2025-02-28
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-10-16	2021-10-01
	Rep	Dealing in securities	2019-10-16	2021-10-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.