Personnel SFC Licences and HKMA Registrations (ID 23795834)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AI2944

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	Dealing in securities	Non-EO	PRIME SERVICES	2020-10-12	—	Current
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED	Advising on securities	Non-EO	PRIME SERVICES	2020-10-12	—	Current
HSBC BANK PLC	Dealing in securities	Non-EO	—	2019-10-03	2020-07-10	Former
HSBC BANK PLC	Advising on securities	Non-EO	—	2019-10-03	2020-07-10	Former
香港上海滙豐銀行有限公司	Dealing in securities	Non-EO	—	2019-10-03	2020-07-10	Former
香港上海滙豐銀行有限公司	Advising on securities	Non-EO	—	2019-10-03	2020-07-10	Former