Personnel Hong Kong SFC License Details (ID 2380265)

Personnel Hong Kong SFC License Details (ID 2380265)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2017-05-31	2017-06-09
	Rep	Dealing in securities	2017-05-31	2017-06-09
	Rep	Advising on securities	2017-05-09	2017-05-12
	Rep	Dealing in securities	2017-05-09	2017-05-12
	Rep	Advising on securities	2017-02-06	2017-02-08
	Rep	Dealing in securities	2017-02-06	2017-02-08
	Rep	Advising on securities	2016-05-16	2016-05-18
	Rep	Dealing in securities	2016-05-16	2016-05-18
	Rep	Advising on securities	2016-01-11	2016-01-12
	Rep	Dealing in securities	2016-01-11	2016-01-12
	Rep	Advising on securities	2015-07-06	2015-07-09
	Rep	Dealing in securities	2015-07-06	2015-07-09
	Rep	Advising on securities	2015-02-04	2015-02-06
	Rep	Dealing in securities	2015-02-04	2015-02-06