Personnel SFC Licences and HKMA Registrations (ID 23805268)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2023-11-09	-
	Rep	Dealing in securities	2023-11-09	-
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2019-10-18	2023-08-09
	Rep	Advising on securities	2019-10-18	2023-08-09
	Rep	Dealing in securities	2019-10-18	2023-08-09
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2019-10-18	2023-08-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.