Personnel SFC Licences and HKMA Registrations (ID 23810660)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wanhai Securities (HK) Limited	Rep	Advising on securities	2024-12-11	-
	Rep	Dealing in securities	2024-12-11	-
Golden Hen Securities and Futures Limited	Rep	Advising on futures contracts	2024-10-23	2024-11-06
	Rep	Advising on securities	2024-10-23	2024-11-06
	Rep	Dealing in futures contracts	2024-10-23	2024-11-06
	Rep	Dealing in securities	2024-10-23	2024-11-06
China Gather Wealth Financial Company Limited	Rep	Dealing in securities	2022-05-13	2024-05-31
Central Universe Futures Limited	Rep	Advising on futures contracts	2019-10-21	2021-03-26
	Rep	Dealing in futures contracts	2019-10-21	2021-03-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.