Personnel Hong Kong SFC License Details (ID 2381575)

Personnel Hong Kong SFC License Details (ID 2381575)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2026-08-17	-
	Rep	Advising on securities	2026-08-17	-
	Rep	Dealing in securities	2026-08-17	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2026-08-17	-
	Rep	Dealing in futures contracts	2026-08-17	-
	Rep	Dealing in securities	2026-08-17	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-07-05	2026-05-16
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2018-07-05	2026-05-16
	Rep	Dealing in futures contracts	2018-07-05	2026-05-16
	Rep	Dealing in securities	2018-07-05	2026-05-16
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2015-02-06	2018-05-04
	Rep	Dealing in futures contracts	2015-02-06	2018-05-04
	Rep	Dealing in securities	2015-02-06	2018-05-04