Personnel Hong Kong SFC License Details (ID 2382132)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2026-01-30	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2015-11-18	2025-09-26
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2015-02-09	2015-02-13