Personnel Hong Kong SFC License Details (ID 2382146)

Personnel Hong Kong SFC License Details (ID 2382146)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-07-06	2023-07-07
	Rep	Advising on securities	2019-12-11	2019-12-12
	Rep	Advising on securities	2019-08-19	2019-08-20
	Rep	Advising on securities	2019-07-08	2019-07-10
	Rep	Advising on securities	2019-02-11	2019-03-13
	Rep	Advising on securities	2018-06-19	2018-06-21
	Rep	Advising on securities	2018-02-05	2018-02-06
	Rep	Advising on securities	2017-07-12	2017-07-14
	Rep	Advising on securities	2016-08-01	2016-08-03
	Rep	Advising on securities	2015-04-15	2015-04-17
	Rep	Advising on securities	2015-02-09	2015-02-11