Liu, Jieni 劉洁妮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2024-12-31	-
CMB International Capital Limited	Rep	Advising on corporate finance	2017-08-24	-
	Rep	Dealing in securities	2017-08-24	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2015-04-23	2017-07-11
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2015-02-10	2017-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2024-12-31	-
CMB International Capital Limited	Rep	Advising on corporate finance	2017-08-24	-
	Rep	Dealing in securities	2017-08-24	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2015-04-23	2017-07-11
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2015-02-10	2017-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.