Personnel Hong Kong SFC License Details (ID 2384339)

Personnel Hong Kong SFC License Details (ID 2384339)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOOMING ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-03-10	-
	RO	Asset management	2026-03-10	-
	RO	Dealing in securities	2023-02-02	2025-06-20
	Rep	Advising on securities	2019-09-27	2026-03-10
	Rep	Asset management	2019-09-27	2026-03-10
SHENG YUAN ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-06-25	2019-09-15
	Rep	Asset management	2018-06-25	2019-09-15
SHENG YUAN SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-06-25	2019-09-15
	Rep	Dealing in securities	2018-06-25	2019-09-15
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-06-25	2018-02-16
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2015-02-13	2018-02-16