Personnel

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PICC Asset Management (Hong Kong) Company Limited	Rep	Asset management	2022-07-14	-
	Rep	Advising on securities	2022-06-23	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2019-10-29	2022-06-10
	Rep	Dealing in securities	2019-10-29	2022-06-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PICC Asset Management (Hong Kong) Company Limited	Rep	Asset management	2022-07-14	-
	Rep	Advising on securities	2022-06-23	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2019-10-29	2022-06-10
	Rep	Dealing in securities	2019-10-29	2022-06-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.