Lu, Yang (SFC:BPB343) 陸楊

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC UBS Asset Management (International) Company Limited	Rep	Dealing in securities	2022-12-20	-
	Rep	Advising on securities	2022-06-14	-
	Rep	Asset management	2022-06-14	-
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2019-10-29	2022-06-02
	Rep	Asset management	2019-10-29	2022-06-02
	Rep	Dealing in securities	2019-10-29	2022-06-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC UBS Asset Management (International) Company Limited	Rep	Dealing in securities	2022-12-20	-
	Rep	Advising on securities	2022-06-14	-
	Rep	Asset management	2022-06-14	-
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2019-10-29	2022-06-02
	Rep	Asset management	2019-10-29	2022-06-02
	Rep	Dealing in securities	2019-10-29	2022-06-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.