Personnel SFC Licences and HKMA Registrations (ID 23848609)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TVC MANAGEMENT LIMITED	RO	Advising on securities	2025-10-21	-
	RO	Asset management	2025-10-21	-
	Rep	Advising on securities	2024-05-09	2025-10-21
	Rep	Asset management	2024-05-09	2025-10-21
Alex KY Wong Asset Management Company Limited	Rep	Advising on securities	2022-03-30	2024-04-30
	Rep	Asset management	2022-03-30	2024-04-30
AMPLE CAPITAL LIMITED	Rep	Advising on securities	2019-10-30	2022-03-28
	Rep	Asset management	2019-10-30	2022-03-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.