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Elms, David John (SFC:BOZ376) Hong Kong SFC License Details (ID 23848700)
Elms, David John (SFC:BOZ376)
SFC ID:
BOZ376
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Janus Henderson Investors Hong Kong Limited
Rep
Advising on securities
2019-10-30
2019-11-02
Rep
Dealing in securities
2019-10-30
2019-11-02