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Pont, Nicholas James (SFC:BOZ956) Hong Kong SFC License Details (ID 23848727)
Pont, Nicholas James (SFC:BOZ956)
SFC ID:
BOZ956
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
Rep
Dealing in securities
2023-08-23
2023-09-02
Rep
Dealing in securities
2019-10-30
2019-11-01