Personnel SFC Licences and HKMA Registrations (ID 23853112)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2025-12-01	-
	Rep	Dealing in securities	2025-12-01	-
Augment Wealth Advisors Limited	Rep	Asset management	2021-09-27	2022-01-17
	Rep	Advising on securities	2021-09-07	2022-01-17
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2019-10-31	2021-08-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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