Personnel Hong Kong SFC License Details (ID 2385732)

Personnel Hong Kong SFC License Details (ID 2385732)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2026-04-01	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-04-01	-
	Rep	Dealing in securities	2026-04-01	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2024-08-12	2024-10-04
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-09-09	2024-10-04
	Rep	Dealing in securities	2021-08-17	2024-10-04
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-06-02	2021-07-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-06-02	2021-07-27
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-02-18	2017-03-24
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2015-02-18	2017-03-24