| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2025-11-18 | - |
| KGI ASIA LIMITED | Rep | Advising on securities | 2024-09-27 | 2025-01-08 |
| Rep | Dealing in securities | 2024-01-17 | 2025-01-08 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-01-17 | 2025-01-08 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2021-05-25 | 2023-02-02 |
| Rep | Dealing in securities | 2021-05-25 | 2023-02-02 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | 2021-05-05 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-03-30 | 2021-05-05 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-02-23 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-02-23 | 2016-06-30 |
No HKMA registrations in the collected records.