Personnel Hong Kong SFC License Details (ID 2386804)

Personnel Hong Kong SFC License Details (ID 2386804)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huafu International Finance Limited	Rep	Advising on corporate finance	2026-09-09	-
Huafu International Securities Limited	Rep	Dealing in securities	2026-09-09	-
Rainbow Capital (HK) Limited	Rep	Dealing in securities	2021-05-18	2026-07-25
	Rep	Advising on corporate finance	2020-01-14	2026-07-25
AUSTRAX CAPITAL LIMITED	Rep	Advising on corporate finance	2016-05-13	2019-10-31
	Rep	Dealing in securities	2016-05-13	2019-10-31
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-02-25	2016-04-30
	Rep	Dealing in securities	2015-02-25	2016-04-30