Personnel Hong Kong SFC License Details (ID 2387443)

Personnel Hong Kong SFC License Details (ID 2387443)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JF INTERNATIONAL MANAGEMENT INC.	RO	Advising on securities	2018-02-14	2018-12-20
	RO	Asset management	2018-02-14	2018-12-20
JPMorgan Asset Management (Asia Pacific) Limited	RO	Advising on futures contracts	2018-02-14	2018-12-20
	RO	Dealing in futures contracts	2018-02-14	2018-12-20
	RO	Dealing in securities	2018-02-14	2018-12-20
JPMorgan Asset Management Real Assets (Asia) Limited	RO	Advising on securities	2018-02-14	2018-12-20
	RO	Dealing in securities	2018-02-14	2018-12-20
JPMorgan Asset Management (Asia Pacific) Limited	RO	Advising on securities	2017-03-02	2018-12-20
	RO	Asset management	2016-02-11	2018-12-20
JPMorgan Funds (Asia) Limited	RO	Advising on securities	2016-02-11	2018-12-20
	RO	Asset management	2016-02-11	2018-12-20
	RO	Dealing in securities	2016-02-11	2018-12-20
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Asset management	2015-02-27	2016-02-11
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2015-02-27	2016-02-11
	Rep	Asset management	2015-02-27	2016-02-11
	Rep	Dealing in securities	2015-02-27	2016-02-11