Personnel SFC Licences and HKMA Registrations (ID 23875861)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2026-08-13	-
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2021-07-26	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2021-07-26	2026-07-29
	Rep	Dealing in securities	2021-07-26	2026-07-29
ICBC UBS Asset Management (International) Company Limited	Rep	Advising on securities	2019-11-06	2021-06-11
	Rep	Dealing in securities	2019-11-06	2021-06-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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