Personnel Hong Kong SFC License Details (ID 2387845)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ST. JAMES'S PLACE (HONG KONG) LIMITED	Rep	Advising on securities	2016-06-01	2017-12-29
	Rep	Dealing in securities	2016-06-01	2017-12-29
Capstone Financial (HK) Limited	Rep	Advising on securities	2015-03-02	2016-05-27
	Rep	Dealing in securities	2015-03-02	2016-05-27